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《医疗和社会服务工作者预防工作场所暴力指南》(下)(美国劳工部职业安全与健康署制定)

2014-02-18 MedSci MedSci原创

References California State Department of Industrial Relations, Cal/OSHA. (1998). Guidelines for Security and Safety of Health Care and Community Service Workers. www.dir.ca.gov/dosh/dosh%5Fpublica

上部分见:
《医疗和社会服务工作者预防工作场所暴力指南》(上)(美国劳工部职业安全与健康署制定)
这是下部分:
References


California State Department of Industrial Relations, Cal/OSHA. (1998). Guidelines for Security and Safety of Health Care and Community Service Workers. www.dir.ca.gov/dosh/dosh%5Fpublications/hcworker.html

Centers for Disease Control and Prevention, National Institute for Occupational Health. (2002). Occupational Hazards in Hospitals. DHHS (NIOSH) Pub. No. 2002-101. www.cdc.gov/niosh/2002-101.html

U.S. Department of Justice, Bureau of Justice Statistics. (2001). National Crime Victimization Survey. Violence in the Workplace, 1993-99. www.ojp.gov/bjs/pub/pdf/vw99.pdf

U.S. Department of Labor, Bureau of Labor Statistics. (2002). Census of Fatal Occupational Injuries, 2001. www.bls.gov/iif/oshwc/cfoi/cfnr0008.pdf

U.S. Department of Labor, Bureau of Labor Statistics. (2001). Survey of Occupational Injuries and Illnesses, 2000. www.bls.gov/iif/oshwc/osh/os/osnr0013.pdf

Washington, Department of Labor and Industries. Workplace Violence: Awareness and Prevention for Employers and Employees, 2000. www.lni.wa.gov/ipub/417-140-000.htm

OSHA assistance

OSHA can provide extensive help through a variety of programs, including technical assistance about effective safety and health programs, state plans, workplace consultations, voluntary protection programs, strategic partnerships, training and education and more. An overall commitment to workplace safety and health can add value to your business, to your workplace and to your life.

Safety and Health Program Management Guidelines

Effective management of worker safety and health protection is a decisive factor in reducing the extent and severity of work-related injuries and illnesses and their related costs. In fact, an effective safety and health program forms the basis of good worker protection and can save time and money (about $4 for every dollar spent) and increase productivity and reduce worker injuries, illnesses and related workers' compensation costs.

To assist employers and employees in developing effective safety and health programs, OSHA published recommended Safety and Health Program Management Guidelines(54 Federal Register (16): 3904-3916, January 26, 1989). These voluntary guidelines apply to all places of employment covered by OSHA.

The guidelines identify four general elements critical to the development of a successful safety and health management program:

  • Management leadership and employee involvement.
  • Work analysis.
  • Hazard prevention and control.
  • Safety and health training. The guidelines recommend specific actions, under each of these general elements, to achieve an effective safety and health program. The Federal Registernotice is available online at www.osha.gov.
State Programs

The Occupational Safety and Health Act of 1970(OSH Act) encourages states to develop and operate their own job safety and health plans. OSHA approves and monitors these plans. There are currently 26 state plans: 23 cover both private and public (state and local government) employment; 3 states, Connecticut, New Jersey and New York, cover the public sector only. States and territories with their own OSHA-approved occupational safety and health plans must adopt standards identical to, or at least as effective as, the federal standards.

Consultation Services

Consultation assistance is available on request to employers who want help in establishing and maintaining a safe and healthful workplace. Largely funded by OSHA, the service is provided at no cost to the employer. Primarily developed for smaller employers with more hazardous operations, the consultation service is delivered by state governments employing professional safety and health consultants. Comprehensive assistance includes an appraisal of all-mechanical systems, work practices and occupational safety and health hazards of the workplace and all aspects of the employer's present job safety and health program. In addition, the service offers assistance to employers in developing and implementing an effective safety and health program. No penalties are proposed or citations issued for hazards identified by the consultant. OSHA provides consultation assistance to the employer with the assurance that his or her name and firm and any information about the workplace will not be routinely reported to OSHA enforcement staff.

Under the consultation program, certain exemplary employers may request participation in OSHA's Safety and Health Achievement Recognition Program (SHARP). Eligibility for participation in SHARP includes receiving a comprehensive consultation visit, demonstrating exemplary achievements in workplace safety and health by abating all identified hazards and developing an excellent safety and health program.

Employers accepted into SHARP may receive an exemption from programmed inspections (not complaint or accident investigation inspections) for a period of one year. For more information concerning consultation assistance, see the OSHA website at www.osha.gov.

Voluntary Protection Programs (VPP)

Voluntary Protection Programs and onsite consultation services, when coupled with an effective enforcement program, expand worker protection to help meet the goals of the OSH Act. The three levels of VPP are Star, Merit, and Demonstration designed to recognize outstanding achievements by companies that have successfully incorporated comprehensive safety and health programs into their total management system. The VPPs motivate others to achieve excellent safety and health results in the same outstanding way as they establish a cooperative relationship between employers, employees and OSHA.

For additional information on VPP and how to apply, contact the OSHA regional offices listed at the end of this publication.

Strategic Partnership Program

OSHA's Strategic Partnership Program, the newest member of OSHA's cooperative programs, helps encourage, assist and recognize the efforts of partners to eliminate serious workplace hazards and achieve a high level of worker safety and health. Whereas OSHA's Consultation Program and VPP entail one-on-one relationships between OSHA and individual worksites, most strategic partnerships seek to have a broader impact by building cooperative relationships with groups of employers and employees. These partnerships are voluntary, cooperative relationships between OSHA, employers, employee representatives and others (e.g., trade unions, trade and professional associations, universities and other government agencies).

For more information on this and other cooperative programs, contact your nearest OSHA office, or visit OSHA's website at www.osha.gov.

Alliance Programs

The Alliances Program enables organizations committed to workplace safety and health to collaborate with OSHA to prevent injuries and illnesses in the workplace. OSHA and the Alliance participants work together to reach out to, educate and lead the nation's employers and their employees in improving and advancing workplace safety and health.

Alliances are open to all groups, including trade or professional organizations, businesses, labor organizations, educational institutions and government agencies. In some cases, organizations may be building on existing relationships with OSHA that were developed through other cooperative programs.

There are few formal program requirements for Alliances and the agreements do not include an enforcement component. However, OSHA and the participating organizations must define, implement and meet a set of short- and long-term goals that fall into three categories: training and education; outreach and communication; and promoting the national dialogue on workplace safety and health.

OSHA Training and Education

OSHA area offices offer a variety of information services, such as compliance assistance, technical advice, publications, audiovisual aids and speakers for special engagements. OSHA's Training Institute in Arlington Heights, Ill., provides basic and advanced courses in safety and health for federal and state compliance officers, state consultants, federal agency personnel, and private sector employers, employees and their representatives.

The OSHA Training Institute also has established OSHA Training Institute Education Centers to address the increased demand for its courses from the private sector and from other federal agencies. These centers are nonprofit colleges, universities and other organizations that have been selected after a competition for participation in the program.

OSHA also provides funds to nonprofit organizations, through grants, to conduct workplace training and education in subjects where OSHA believes there is a lack of workplace training. Grants are awarded annually. Grant recipients are expected to contribute 20 percent of the total grant cost.

For more information on grants, training and education, contact the OSHA Training Institute, Office of Training and Education, 2020 South Arlington Heights Road, Arlington Heights, IL 60005, (847) 297-4810 or see "Outreach" on OSHA's website at www.osha.gov. For further information on any OSHA program, contact your nearest OSHA area or regional office listed at the end of this publication.

Information Available Electronically

OSHA has a variety of materials and tools available on its website at www.osha.gov. These include e-Tools such as Expert Advisors, Electronic Compliance Assistance Tools (e-cats), Technical Links; regulations, directives and publications; videos and other information for employers and employees. OSHA's software programs and compliance assistance tools walk you through challenging safety and health issues and common problems to find the best solutions for your workplace.

OSHA's CD-ROM includes standards, interpretations, directives and more, and can be purchased on CD-ROM from the U.S. Government Printing Office. To order, write to the Superintendent of Documents, P.O. Box 371954, Pittsburgh, PA 15250-7954 or phone (202) 512-1800, or order online at http://bookstore.gpo.gov.

OSHA Publications

OSHA has an extensive publications program. For a listing of free or sales items, visit OSHA's website at www.osha.gov or contact the OSHA Publications Office, U.S. Department of Labor, 200 Constitution Avenue, NW, N-3101, Washington, DC 20210. Telephone (202) 693-1888 or fax to (202) 693-2498.

Contacting OSHA

To report an emergency, file a complaint or seek OSHA advice, assistance or products, call (800) 321-OSHA or contact your nearest OSHA regional or area office listed at the end of this publication. The teletypewriter (TTY) number is (877) 889-5627.

You can also file a complaint online and obtain more information on OSHA federal and state programs by visiting OSHA's website at www.osha.gov.
Appendix A:
Workplace Violence Program Checklists


Reprinted with permission of the American Nurses Association, Promoting Safe Work Environments for Nurses, 2002.

Checklist 1:
Organizational Assessment Questions Regarding Management Commitment and Employee Involvement
  • Is there demonstrated organizational concern for employee emotional and physical safety and health as well as that of the patients?
  • Is there a written workplace violence prevention program in your facility?
  • Did front-line workers as well as management participate in developing the plan?
  • Is there someone clearly responsible for the violence prevention program to ensure that all managers, supervisors, and employees understand their obligations?
  • Do those responsible have sufficient authority and resources to take all action necessary to ensure worker safety?
  • Does the violence prevention program address the kinds of violent incidents that are occurring in your facility?
  • Does the program provide for post-assault medical treatment and psychological counseling for health-care workers who experience or witness assaults or violence incidents?
  • Is there a system to notify employees promptly about specific workplace security hazards or threats that are made? Are employees aware of this system?
  • Is there a system for employees to inform management about workplace security hazards or threats without fear of reprisal? Are employees aware of this system?
  • Is there a system for employees to promptly report violent incidents, "near misses," threats, and verbal assaults without fear of reprisal?
  • Is there tracking, trending, and regular reporting on violent incidents through the safety committee?
  • Are front-line workers included as regular members and participants in the safety committee as well as violence tracking activities?
  • Does the tracking and reporting capture all types of violence— fatalities, physical assaults, harassment, aggressive behavior, threats, verbal abuse, and sexual assaults?
  • Does the tracking and reporting system use the latest categories of violence so data can be compared?
  • Have the high-risk locations or jobs with the greatest risk of violence as well as the processes and procedures that put employees at risk been identified?
  • Is there a root-cause analysis of the risk factors associated with individual violent incidents so that current response systems can be addressed and hazards can be eliminated and corrected?
  • Are employees consulted about what corrective actions need to be taken for single incidents or surveyed about violence concerns in general?
  • Is there follow-up of employees involved in or witnessing violent incidents to assure that appropriate medical treatment and counseling have been provided?
  • Has a process for reporting violent incidents within the facility to the police or requesting police assistance been established?
Identifying Risks for Violence by Unit/Work Area

Perform a step-by-step review of each work area to identify specific places and times that violent incidents are occurring and the risk factors that are present. To ensure multiple perspectives, it is best for a team to perform this worksite analysis. Key members of the analysis team should be front-line health care workers, including nurses from each specialty unit, as well as the facility's safety and security professionals.

Find Out What's Happening on Paper

The first step in this worksite analysis is to obtain and review data that tells the "who, what, when, where and why" about violent incidents. These sources include:
  • Incident report forms
  • Workers' compensation reports of injury
  • OSHA 300 injury and illness logs
  • Security logs
  • Reports to police
  • Safety committee reports
  • Hazard inspection reports
  • Staff termination records
  • Union complaints
Using this information, attempt to answer the questions in Checklist 2.

Checklist 2:
Analyze Workplace Violence Records
  • How many incidents occurred in the last 2 years?
  • What kinds of incidents occurred most often (assault, threats, robbery, vandalism, etc.)?
  • Where did incidents most often occur?
  • When did incidents most often occur (day of week, shift, time, etc.)?
  • What job task was usually being performed when an incident occurred?
  • Which workers were victimized most often (gender, age, job classification, etc.)?
  • What type of weapon was used most often?
  • Are there any similarities among the assailants?
  • What other incidents, if any, are you aware of that are not included in the records?
  • Of those incidents you reviewed, which one or two were most serious?
Use the data collected to stimulate the following discussions:
  • Are there any important patterns or trends among the incidents?
  • What do you believe were the main factors contributing to violence in your workplace?
  • What additional corrective measures would you recommend to reduce or eliminate the problems you identified?
Conduct a Walkthrough

It is important to keep in mind that injuries from violence are often not reported. One of the best ways to observe what is really going on is to conduct a workplace walkthrough.

A walkthrough, which is really a workplace inspection, is the first step in identifying violence risk factors and serves several important functions. While on a walkthrough, hazards can be recognized and often corrected before anyone's health and safety is affected.

While inspecting for workplace violence risk factors, review the physical facility and note the presence or absence of security measures. Local police may also be able to conduct a security audit or provide information about experience with crime in the area.

Ask the Workers

A simple survey can provide valuable information often not found in department walkthroughs and injury logs. Some staff may not report violent acts or threatening situations formally but will share the experiences and suggestions anonymously. This can provide information about previously unnoticed deficiencies or failures in work practices or administrative controls. It also can help increase employee awareness about dangerous conditions and encourage them to become involved in prevention activities.

Types of questions that employees should be asked include:
  • What do they see as risk factors for violence?
    • The most important risk factors in their work areas
    • Aspects of the physical environment that contribute to violence
    • Dangerous situations or "near misses" experienced
    • Assault experiences—past year, entire time at facility
    • Staffing adequacy
  • How are current control measures working?
    • Hospital practices for handling conflict among staff and patients
    • Effectiveness of response to violent incidents
    • How safe they feel in the current environment
  • What ideas do employees have to protect workers?
    • Highest priorities in violence prevention
    • Ideas for improvements and prevention measures
  • How satisfied are they in their jobs?
    • With managers/fellow workers
    • Adequacy of rewards and praise
    • Impact on health
Checklist 3:
Identifying Environmental Risk Factors for Violence


Use the following checklist to assist in your workplace walkthrough.

General questions about approach:
  • Are safety and security issues specifically considered in the early stages of facility design, construction, and renovation?
  • Does the current violence prevention program provide a way to select and implement controls based on the specific risks identified in the workplace security analysis? How does this process occur?
Specific questions about the environment:
  • Do crime patterns in the neighborhood influence safety in the facility?
  • Do workers feel safe walking to and from the workplace?
  • Are entrances visible to security personnel and are they well lit and free of hiding places?
  • Is there adequate security in parking or public transit waiting areas?
  • Is public access to the building controlled, and is this system effective?
  • Can exit doors be opened only from the inside to prevent unauthorized entry?
  • Is there an internal phone system to activate emergency assistance?
  • Have alarm systems or panic buttons been installed in high-risk areas?
  • Given the history of violence at the facility, is a metal detector appropriate in some entry areas? Closed-circuit TV in high-risk areas?
  • Is there good lighting?
  • Are fire exits and escape routes clearly marked?
  • Are reception and work areas designed to prevent unauthorized entry? Do they provide staff good visibility of patients and visitors? If not, are there other provisions such as security cameras or mirrors?
  • Are patient or client areas designed to minimize stress, including minimizing noise?
  • Are drugs, equipment, and supplies adequately secured?
  • Is there a secure place for employees to store their belongings?
  • Are "safe rooms" available for staff use during emergencies?
  • Are door locks in patient rooms appropriate? Can they be opened during an emergency?
  • Do counseling or patient care rooms have two exits, and is furniture arranged to prevent employees from becoming trapped?
  • Are lockable and secure bathrooms that are separate from patient-client and visitor facilities available for staff members?
Checklist 4:
Assessing the Influence of Day-to-Day Work Practices on Occurrences of Violence
  • Are identification tags required for both employees and visitors to the building?
  • Is there a way to identify patients with a history of violence? Are contingency plans put in place for these patients—such as restricting visitors and supervising their movement through the facility?
  • Are emergency phone numbers and procedures posted or readily available?
  • Are there trained security personnel accessible to workers in a timely manner?
  • Are waiting times for patients kept as short as possible to avoid frustration?
  • Is there adequate and qualified staffing at all times, particularly during patient transfers, emergency responses, mealtimes, and at night?
  • Are employees prohibited from entering seclusion rooms alone or working alone in emergency areas of walk-in clinics, particularly at night or when assistance is unavailable?
  • Are broken windows, doors, locks, and lights replaced promptly?
  • Are security alarms and devices tested regularly?
Checklist 5:
Post-Incident Response
  • Is comprehensive treatment provided to victimized employees as well as those who may be traumatized by witnessing a workplace violence incident? Required services may include trauma-crisis counseling, critical incident stress debriefing, psychological counseling services, peer counseling, and support groups.
Checklist 6:
Assessing Employee and Supervisor Training
  • Does the violence prevention program require training for all employees and supervisors when they are hired and when job responsibilities change?
  • Do agency workers or contract physicians and house staff receive the same training that permanent staff receive?
  • Are workers trained in how to handle difficult clients or patients?
  • Does the security staff receive specialized training for the health-care environment?
  • Is the training tailored to specific units, patient populations, and job tasks, including any tasks done in the field?
  • Do employees learn progressive behavior control methods and safe methods to apply restraints?
  • Do workers believe that the training is effective in handling escalating violence or violent incidents?
  • Are drills conducted to test the response of health-care facility personnel?
  • Are workers trained in how to report violent incidents, threats, or abuse and obtain medical care, counseling, workers' compensation, or legal assistance after a violent episode or injury?
  • Are employees and supervisors trained to behave compassionately toward coworkers when an incident occurs?
  • Does the training include instruction about the location and operation of safety devices such as alarm systems, along with the required maintenance schedules and procedures?
Checklist 7:
Recordkeeping and Evaluation


Does the violence prevention program provide for:
  • Up-to-date recording in the OSHA Log of Work-Related Injury and Illness (OSHA 300)?
  • Records of all incidents involving assault, harassment, aggressive behavior, abuse, and verbal attack with attention to maintaining appropriate confidentiality of the records?
  • Training records?
  • Workplace walkthrough and security inspection records?
  • Keeping records of control measures instituted in response to inspections, complaints, or violent incidents?
  • A system for regular evaluation of engineering, administrative, and work practice controls to see if they are working well?
  • A system for regular review of individual reports and trending and analysis of all incidents?
  • Employee surveys regarding the effectiveness of control measures instituted?
  • Discussions with employees who are involved in hostile situations to ask about the quality of post-incident treatment they received?
  • A provision for an outside audit or consultation of the violence programs for recommendations on improving safety?

Appendix B
Violence Incident Report Forms


Sample 1
The following items serve merely as an example of what might be used or modified by employers in these industries to help prevent workplace violence. (Sample/Draft—Adapt to your own location and business circumstances.)


Confidential Incident Report

To: ______________________________ Date of Incident: ______________________________
Location of Incident (Map/sketch on reverse side or attached): ___________________________
____________________________________________________________________________
From: ___________________ Phone: ________________ Time of Incident: ________________

Nature of the Incident
("X" all applicable boxes):

❑ Assaults or Violent Acts: ____ Type "l" ___ Type "2" ___ Type "3" ___ Other ___
❑ Preventative or Warning Report
❑ Bomb or Terrorist Type Threat   ❑ Yes   ❑ No
❑ Transportation Accident   ❑ Contacts with Objects or Equipment
❑ Falls ❑ Exposures ❑ Fires or Explosions ❑ Other
Legal Counsel Advised of Incident? ❑ Yes ❑ No EAP Advised? ❑ Yes ❑ No
Warning or Preventative Measures? ❑ Yes ❑ No
Number of Persons Affected: ____________________________
(For each person, complete a report; however, to the extent facts are duplicative, any person's report may incorporate another person's report.)
Name of Affected Person(s): __________________ Service Date: __________
Position: ___________ Member of Labor Organization? ❑ Yes ❑
No Supervisor: __________________ Has Supervisor Been Notified? ❑ Yes ❑ No
Family: _____________________ Has Been Notified by: ? ❑ Yes ❑ No
Lost Work Time? ❑ Yes ❑ No Anticipated Return to Work: ____________________
Third parties or non-employee involvement (include contractor and lease employees, visitors, vendors, customers)? ❑ Yes ❑ No

Nature of the Incident
Briefly describe: (1) event(s); (2) witnesses with addresses and status included; (3) location details; (4) equipment/weapon details; (5) weather; (6) other records of the incident (e.g., police report, recordings, videos); (7) the ability to observe and reliability of witnesses; (8) were the parties possibly impaired because of illness, injury, drugs or alcohol? (were tests taken to verify same?); (9) parties notified internally (employee relations, medical, legal, operations, etc.) and externally (police, fire, ambulance, EAP, family, etc.).
Previous or Related Incidents of This Type? ❑ Yes ❑ No
Or by This Person? ❑ Yes ❑ No Preventative Steps? ❑ Yes ❑ No
OSHA Log or Other OSHA Action Required? ❑ Yes ❑ No
Incident Response Team: _____________________________
Team Leader: ___________________________     __________________
                                        Signature                                         Date

Source: Reprinted with permission of Karen Smith Keinbaum, Esq., Counsel to the Law Firm of Abbott, Nicholson, Quilter, Esshaki & Youngblood, P. C., Detroit, MI.

Sample 2
The following items serve merely as an example of what might be used or modified by employers in these industries to help prevent workplace violence.

A reportable violent incident should be defined as any threatening remark or overt act of physical violence against a person(s) or property whether reported or observed.

1. Date: Day of Week: Time: Assailant: ❑ Female ❑ Male

2. Specific Location: ___________________________________

3.Violence Directed Toward: ❑ Patient ❑ Staff ❑ Visitor ❑ Other
Assailant: ❑ Patient ❑ Staff ❑ Visitor ❑ Other
Assailant's Name: ______________________________________
Assailant: ❑ Unarmed ❑ Armed (weapon)

4. Predisposing Factors:
❑ Intoxication ❑ Dissatisfied with Care/Waiting Time
❑ Grief Reaction ❑ Prior History of Violence
❑ Gang Related ❑ Other (Describe) _________

5. Description of Incident: ❑ Physical Abuse ❑ Verbal Abuse ❑ Other

6. Injuries: ❑ Yes ❑ No

7. Extent of Injuries: _____________________________________

8. Detailed Description of the Incident: ______________________

9. Did Any Person Leave the Area because of Incident?
❑ Yes ❑ No ❑ Unable to Determine

10. Present at Time of Incident:
❑ Police Name of Department: _______________________________
❑ Hospital Security Officer

11. Needed to Call:
❑ Police Name of Department: _______________________________
❑ Hospital Security

12.Termination of Incident:

Incident Diffused ❑ Yes ❑ No Police Notified ❑ Yes ❑ No
Assailant Arrested ❑ Yes ❑ No

13. Disposition of Assailant:
❑ Stayed on Premises ❑ Escorted off Premises ❑ Left on Own ❑ Other

14. Restraints Used: ❑ Yes ❑ No Type: _____________________

15. Report Completed By: ________________ Title: ___________
Witnesses: _____________________________________________
Supervisor Notified: ___________________ Time: _______________

Please put additional comments, according to numbered section, on reverse side of form. Source: Reprinted with permission of the Metropolitan Chicago Healthcare Council, Guidelines for Dealing with Violence in Health Care, Chicago, IL, 1995.

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